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Genome-wide Association Study of Asthma Exacerbations in the Spanish Population
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Elena Martin-Gonzaleza, Javier Perez-Garciaa,b, Mario Martin-Almeidaa, José M. Hernández-Pérezc,d, Ruperto González-Péreze,f, Olaia Sardóng,h, José A. Pérez-Pérezi, Mario A. González-Carracedoa,i, Paloma Poza-Guedese,f, Inmaculada Sánchez-Machíne, Elena Mederos-Luise, Paula Corcuerag, Leyre López-Fernándezg, Berta Román-Bernalj, Luis Manuel González-Garcíak, María J. Cruzl,m, Francisco J. González-Barcalan, Carlos Martínez-Riveral,o, Joaquim Mullolk,p, Xavier Muñozl,m..., José M. Olaguibell,q, Vicente Plazal,r, Santiago Quircel,s, Antonio Valerol,t, Joaquín Sastrel,u, Victoria del Pozol,v, Jesús Villarl,w,x,y, Fabian Lorenzo-Diaza,i, Maria Pino-Yanesa,l,z,
Corresponding author
mdelpino@ull.edu.es

Corresponding author.
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a Genomics and Health Group, Department of Biochemistry, Microbiology, Cell Biology, and Genetics, Universidad de La Laguna (ULL), La Laguna, Tenerife, Spain
b Department of Epidemiology and Population Health, Stanford University, Stanford, USA
c Department of Respiratory Medicine, Hospital Universitario de NS de Candelaria, Santa Cruz de Tenerife, Spain
d Respiratory Medicine, Hospital Universitario de La Palma, Santa Cruz de Tenerife, Spain
e Allergy Department, Hospital Universitario de Canarias, La Laguna, Tenerife, Spain
f Severe Asthma Unit, Allergy Department, Hospital Universitario de Canarias, La Laguna, Tenerife, Spain
g Division of Pediatric Respiratory Medicine, Hospital Universitario Donostia, San Sebastián, Spain
h Department of Pediatrics, University of the Basque Country (UPV/EHU), San Sebastián, Spain
i Instituto Universitario de Enfermedades Tropicales y Salud Pública de Canarias, Universidad de La Laguna (ULL), La Laguna, Tenerife, Spain
j Respiratory Medicine, Hospital Dr. José Molina Orosa, Arrecife, Las Palmas, Spain
k Pulmonary Medicine Section, Hospital General de La Palma, 38713 Breña Alta, Santa Cruz de Tenerife, Spain
l CIBER de Enfermedades Respiratorias (CIBERES), Instituto de Salud Carlos III, Madrid, Spain
m Departamento de Medicina Respiratoria, Hospital Vall d’Hebron, Barcelona, Spain
n Departamento de Medicina, Universidad de Santiago de Compostela, Fundación Instituto de Investigación Sanitaria de Santiago, Santiago de Compostela, La Coruña, Spain
o Departamento de Medicina Respiratoria, Hospital Germans Trias i Pujol, Badalona, Barcelona, Spain
p Unidad de Rinología y Clínica del Olfato, Departamento de Otorrinolaringología, Inmunoalergia Respiratoria Clínica y Experimental ((FRCB-DIBAPS), Universitat de Barcelona, Barcelona, Spain
q Departamento de Alergia, Hospital Universitario de Navarra, Pamplona, Navarra, Spain
r Departamento de Medicina Respiratoria, Hospital de la Santa Creu i Sant Pau, Instituto de Investigación Biomédica Sant Pau (IIB Sant Pau), Barcelona, Spain
s Servicio de Alergia, Hospital Universitario La Paz, IdiPAZ, Madrid, Spain
t Unidad de Alergia y Unidad de Asma Grave, Departamento de Neumonología y Alergia, Hospital Clínic, IDIBAPS, Universitat de Barcelona, Barcelona, Spain
u Departamento de Alergia, Hospital Universitario Fundación Jiménez Díaz, Madrid, Spain
v Departamento de Inmunología, Instituto de Investigación Sanitaria Hospital Universitario Fundación Jiménez Díaz, Madrid, Spain
w Research Unit at Hospital Universitario Dr. Negrín, Fundación Canaria Instituto de Investigación Sanitaria de Canarias, Las Palmas, Spain
x Faculty of Health Sciences, Universidad del Atlántico Medio, Tafira Baja, Las Palmas, Spain
y Li Ka Shing Knowledge Institute at St Michael's Hospital, Toronto, Canada
z Instituto de Tecnologías Biomédicas (ITB), Universidad de La Laguna (ULL), San Cristóbal de La Laguna, Tenerife, Spain
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Table 1. Demographic and Clinical Characteristics of the Studies Included in the Discovery and Replication Phases.
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To the Director,

Asthma is a complex respiratory disease characterized by chronic airway inflammation leading to respiratory symptoms, such as wheezing, coughing, shortness of breath, and airflow limitation.1 According to the last global reports, asthma affected 300 million individuals worldwide in 2019, and caused 400,000 annual deaths.2 However, large differences in asthma prevalence across populations and regions are observed, even within the same country, as in Spain.3 Some patients may not respond appropriately to the treatment with controller medications, and their worsened symptoms can lead to life-threatening episodes known as asthma exacerbations (AEs).1 In recent years, several single-nucleotide polymorphisms (SNPs) associated with AEs have been identified through genome-wide association studies (GWAS).4 These studies uncovered genetic biomarkers of AE with population-specific effects or shared across populations, such as Europeans, African Americans, and Hispanic/Latin Americans.4 To the best of our knowledge, no prior study has focused on the association of genetic variants with AEs in the Spanish population. Therefore, this study aimed to identify specific genetic variants associated with AEs in the Spanish population.

A discovery and replication design was followed. The discovery included 345 adults from the Genomics and Metagenomics of Asthma Severity (GEMAS),5 369 from Characterizing Alpha-1-Antitrypsin Deficiency in patients with pulmonary diseases (CAATDPUL),6 and 138 from MEchanisms involved in the Genesis and evolution of Asthma (MEGA)7 studies (Table 1). The replication phase analyzed 90 children with asthma enrolled in the GEMAS study. Asthma patients were classified into cases and controls based on the presence or absence of severe AEs, respectively, defined by the presence of hospitalizations, emergency room visits, and/or oral corticosteroid use in the past 12 months. Genotyping data was available for the CAATDPUL and MEGA studies,6 and was newly generated for some of the GEMAS participants (Table E1, supplementary material). Association between genetic variants and AEs was assessed using logistic regression models adjusted by age, sex, and principal components capturing genetic ancestry estimated from the genotype matrix using PLINK 2.0. In the discovery phase, GWAS for AEs was conducted separately for each study, followed by a meta-analysis. From the suggestive variants (p-value <5×10−5), independent variants (r20.8) within 1 Megabase were further explored for replication, which was declared for variants showing nominal association (p-value ≤0.05) and consistent effects with the ones found in the discovery phase. To ensure the robustness of the replicated associations, sensitivity analyses were performed by further adjusting the logistic regression models for additional potential confounders, such as obesity, body mass index (BMI) categories, smoking, and asthma severity. Additionally, we assessed the effects of the SNPs with evidence of replication on DNA methylation (DNAm) through a cis-methylation quantitative trait locus (meQTL) analysis. In silico confirmation of functional effects on DNAm (meQTLs) and gene expression (eQTLs) was evaluated using public data. Finally, a Gene-Set Enrichment Analysis (GSEA) was carried out to evaluate previous gene-trait and gene-drug target associations. Detailed methods are provided in the supplementary material.

Table 1.

Demographic and Clinical Characteristics of the Studies Included in the Discovery and Replication Phases.

Characteristics  Discovery Phase – AdultsReplication Phase – Children
  N  CAATDPUL  N  GEMAS  N  MEGA  N  GEMAS 
Age (years)  369  45.0 (31.0–63.0)  345  45.0 (28.0–56.8)  138  47.0 (38.0–58.8)  90  11.0 (9.0–12.0) 
Sex (female)  369  249 (67.5)  345  228 (65.9)  138  98 (71.0)  90  36 (40.0) 
Asthma exacerbations  369  138 (37.4)  345  160 (46.4)  138  48 (34.8)  90  53 (58.9) 
OCS use    NA    122 (35.4)    20 (14.5)    52 (57.8) 
ER visits    NA    134 (38.8)    39 (28.3)    34 (37.8) 
Hospitalizations    13 (3.5)    28 (8.1)    12 (8.7)    10 (11.1) 
IgE levels (UI/ml)  311  95.9 (34.2–278.4)  300  157.0 (55.1–543.0)  127  171.0 (69.6–412.5)  29  700.0 (355.0–1943.0) 
Eosinophil counts (cells/μl)  369  300.0 (200.0–400.0)  318  300.0 (140.0–500.0)  136  300.0 (200.0–500.0)  34  640.0 (457.5–950.0) 
Pulmonary functiona
FEV1 (% predicted)  367  93.5 (82.1–103.0)  237  87.1 (73.1–97.0)  136  89.0 (73.7–102.9)  84  97.8 (89.2–105.2) 
FVC (% predicted)  367  95.0 (85.3–104.0)  234  91.5 (80.6–101.9)  136  101.0 (87.67–111.7)  84  100.8 (92.1–108.7) 
FEV1/FVC (% predicted)  367  80.5 (73.1–85.5)  237  77.2 (70.4–83.3)  136  87.4 (80.9–96.4)  84  85.2 (79.9–89.2) 
Well-controlled asthmab  368  199 (54.1)  227  91 (39.9)  137  96 (70.1)  84  66 (78.6) 
BMI categories  367    328    134    85   
Thinness    4 (1.1)    2 (0.6)    4 (3.0)    2 (2.4) 
Normal weight    114 (31.0)    101 (30.7)    54 (40.3)    55 (64.7) 
Overweight    99 (27.0)    114 (34.7)    49 (36.6)    17 (20.0) 
Obesity    150 (40.9)    112 (34.0)    27 (20.1)    11 (12.9) 
Asthma severity*  369    301    138    87   
Mild    189 (51.2)    4 (1.3)    44 (31.9)    5 (5.7) 
Moderate    165 (44.7)    22 (7.3)    41 (29.7)    9 (10.3) 
Severe    15 (4.1)    276 (91.4)    53 (38.4)    73 (83.9) 
Ever-smoking  369  117 (31.7)  341  111 (32.5)  138  58 (42.0)  90  0 (0) 

Descriptive statistics are represented as medians (interquartile range) for continuous variables and counts (proportions) for categorical variables. Abbreviations: BMI: body mass index; CAATDPUL: Characterizing Alpha-1-Antitrypsin Deficiency in patients with pulmonary diseases; ER: emergency visits; FEV1: forced expiratory volume in the first second; FVC: forced vital capacity; GEMAS: Genomics and Metagenomics of Asthma Severity; IgE: immunoglobulin E; MEGA: MEchanisms involved in the Genesis and evolution of Asthma; N: sample size; NA: not available; OCS: oral corticosteroids use.

a

Predicted values of lung function measurements were estimated using the Global Lung Function Initiative (GLI) 2012 equations.

b

Asthma control was assessed by the asthma control questionnaire (ACQ) score in GEMAS and by the asthma control test (ACT) score in CAATDPUL and MEGA.

*

Severity was estimated using treatment steps adapted from the Global Initiative for Asthma (GINA) guidelines 2020. For CAATDPUL and MEGA severity was evaluated through the Spanish Guide for the Management of Asthma (GEMA) guidelines.

From the 8.7 million SNPs included in the meta-analysis from the discovery stage, 193 SNPs showed suggestive association with AEs (Fig. 1A, Table E2, supplementary material), including 52 independent variants (Table E3). The most significant association was the SNP rs4759090 annotated to the PDE1B gene (odds ratio G allele=0.56, 95% confidence interval=0.43–0.71, p-value=2.90×10−6) (Fig. E2, supplementary material). From the 52 SNPs independently associated with AEs, three were nominally replicated (p-value <0.05) in the peditric population: rs847517 (BRMS1L), rs79017090 (ZNF780A), and rs11786009 (DUSP4), Table E4, supplementary material, Fig. 1B). After sensitivity analyses, the association of these three SNPs was robust to the adjustment for all potential confounders evaluated (Table E5, supplementary material).

Fig. 1.

(A) Manhattan plot of the meta-GWAS of asthma exacerbations in the discovery phase. The blue and red lines represent the suggestive (p-value <5×10−5) and the genome-wide (p-value <5×10−8) significance thresholds, respectively. Gene annotation is represented for the top-hit signal and those with evidence of replication. (B) Forest plot of the association results for the SNPs rs11786009 (DUSP4), rs79017090 (ZNF780A), and rs847517 (BRMS1L) from the meta-GWAS of asthma exacerbations in the discovery phase and replication phase. The x-axis represents the odds ratios (ORs) and the vertical line corresponds to OR=1, which means no significant effect. ORs and confidence intervals obtained from SNP-AEs association in each study and meta-analysis are represented as squares and lines or diamonds and lines, respectively.

(0.38MB).

Among the replicated associations, the SNPs rs79017090 and rs847517 were significantly associated with DNAm levels at six and two CpGs, respectively (Table E6, supplementary material). In silico analyses revealed that the G allele of the SNP rs79017090 showed a significant association with increased ZNF780A gene expression in whole blood (coefficient=0.20; p-value=1.60×10−11) and lung tissue (coefficient=0.46; p-value=1.40×10−24). Finally, the GSEA showed an enrichment in previous trait-associations, including cholesterol levels, BMI, and life expectancy, and also in drugs acting as phosphodiesterase inhibitors (i.e., oxagrelate, and papaverine) (FDR <0.05) (Fig. E3, Table E7, supplementary material).

To the best of our knowledge, this is the first GWAS of AEs specifically focused on the Spanish population, reporting novel associations with AEs not revealed by the largest meta-GWAS of AEs performed to date.8 In the meta-analysis of 852 adults with asthma, the most significant association with AEs was the SNP rs4759090, located at the second intronic region of a member of the cyclic nucleotide phosphodiesterase family (PDE1B) gene. PDE1B acts by hydrolyzing second messengers regulating smooth muscle relaxation in asthma and participates in interleukin-13 (IL-13) production, which is involved in allergic lung inflammation.9 In fact, PDE inhibitors such as theophylline are effective drugs in asthma treatment due to their anti-inflammatory effect.9

Regarding the validated associations, the G allele of the SNP rs79017090, located at the intergenic region of the Zinc Finger Protein 780A (ZNF780A) and Mitogen-Activated Protein Kinase Kinase Kinase 10 (MAP3K10) genes, showed a risk effect for developing AEs and exhibited an association with DNAm at several nearby CpG sites in whole blood from adults with asthma. Moreover, in silico analyses revealed an association of the same allele with increased ZNF780A expression in whole blood and lung tissue. Epigenetic variation in the ZNF780A gene, has been previously associated with prenatal exposure to perfluorononanoic acid,10 a compound associated with childhood asthma risk in the Spanish population.11 On the other hand, MAP3K10 participates in the MAPK signaling pathway that contributes to the airway inflammation and remodeling processes underlying asthma.12 In addition, the T allele of SNP rs847517 (BRMS1L) and the G allele of SNP rs11786009 (DUSP4) showed a consistent protective effect against AEs in both adults and children with asthma. BRMS1L, which encodes a breast cancer metastasis-suppressor, is involved in Wnt signaling13 epigenetic regulation, a pathway previously linked to AEs despite corticosteroid use.14DUSP4 encodes a protein from the dual specificity phosphatase subfamily which deactivates kinases in the MAPK pathway, reducing inflammation and enhancing corticosteroids’ anti-inflammatory effects, thereby improving corticosteroid sensitivity.15 Notably, a previous study showed DUSP4 expression was lower in blood from patients with severe asthma, suggesting it as a potential therapeutic target.15

Finally, genetic variants related to AEs were enriched in previous associations reported for BMI, cholesterol, and life expectancy. Obesity and abnormal levels of lipids in blood (dyslipidemia), including cholesterol, have been shown to increase the frequency and severity of AEs.16,17 Moreover, previous studies have reported that AEs lead to a higher mortality risk in the next month.18 Focusing on drugs, we found evidence of enrichment in PDE inhibitors, such as oxagrelate and papaverine. Although no major studies have validated these enriched drugs as a primary asthma treatment, other PDE inhibitors as theophylline are commonly used as second-line drugs for asthma.19

This study has several strengths. First, the definition of AEs was consistent across all studies comprised in the discovery and replication phases. Second, despite the small sample size, three suggestive associations were replicated and showed consistent effects in the pediatric population. Moreover, these associations were robust to the adjustment for potential confounders of AEs. Third, we integrated epigenomic and genomic data from our studies, as well as in silico data from transcriptomics and genomics, to assess the potential functional role of the associated variants on DNAm and gene expression levels.

On the other hand, we acknowledge some study limitations. First, AEs definition was based on retrospective questionnaires in the discovery and replication phases, which could reduce the accuracy and reliability of the phenotype, compromising the ability to detect robust genetic associations. Second, the reduced statistical power given by the limited sample size analyzed could explain the inability of our associations to reach the genome-wide significance threshold. Moreover, AEs constitute a complex and heterogeneous phenotype, and it has been shown that large sample sizes are necessary for the detection of any genome-wide signal in such scenario.20 Third, our discovery was focused on adults and the replication in children, which limited our ability to fully replicate the results found in the initial phase. Fourth, the functional implication of our AEs’ suggestive associations on gene expression was explored using publicly available from European populations since gene expression data was not available in the analyzed cohorts.

In summary, the first GWAS of AEs conducted in the Spanish population revealed novel associations for genetic loci with AEs with consistent effects across age groups. We also reported that some of these loci regulate DNAm levels at nearby CpG sites and gene expression in whole blood and lung. The AEs-related genetic markers were enriched in BMI, cholesterol, and life expectancy. These findings provide novel insights into the molecular mechanisms of AEs and suggest potential alternative therapies. However, future investigation of the genetic basis underlying AEs in larger sample sizes is needed.

CRediT Authorship Contribution Statement

MP-Y was involved in the conceptualization and design of the study; RG-P, JV, FL-D, and MP-Y in funding acquisition; RG-P, OS, JMH-P, JAP-P, MAG-C, PP-G, IS-M, EM-L, PC, LL-F, BR-B, LMG-G, MJC, FJG-B, CM-R, JM, XM, JMO, VP, SQ, AV, JS, and VP in data acquisition; EM-G, JP-G, MM-A, FL-D, and MP-Y in data curation, formal analysis, and/or interpretation of the data; MP-Y in the project supervision. EM-G and MP-Y participated in the preparation and writing of the original draft. All authors were involved in revising the manuscript and approving the final version. All authors have read and agreed to the published version of the manuscript.

Declaration of Generative AI and AI-assisted Technologies in the Writing Process

The authors declare that none of the material has been produced with the help of any artificial intelligence software or tool.

Role of the Funding Source

The funders of the study had no role in study design, data collection, data analysis, data interpretation, or writing of the report.

Funding

This work was funded by grant PID2020-116274RB-I00 funded by MICIU/AEI/10.13039/501100011033 (Spanish Ministry of Science, Innovation, and Universities) and grant PIFIISC22/24 by Fundación Canaria Instituto de Investigación Sanitaria de Canarias (FIISC). This work was also partially funded by a grant from Sociedad Española de Alergología e Inmunología Clínica (SEAIC) to RG-P, grant SAF2017-83417R by MICIU/AEI/10.13039/501100011033 and by “ERDF A way of making Europe” and grant A23100219 from the CSL Behring. EM-G was funded by a fellowship (TESIS2022010045) co-financed by the Canarian Agency for Research, Innovation and the Information Society of the Counseling of Universities, Science and Innovation and Culture and by the European Social Fund Plus (ESF+) Integrated Operational Program of the Canary Islands 2021–2027, Axis 3 Priority Theme 74 (85%). JP-G was funded by fellowship FPU19/02175 (Formación de Profesorado Universitario Program) from the MICIU. MM-A was funded by fellowships FPI2024010123 co-financed by the Canarian Agency for Research, Innovation and the Information Society of the Counseling of Universities, Science and Innovation and Culture and by the European Social Fund Plus (ESF+) Integrated Operational Program of the Canary Islands 2021-2027, Axis 3 Priority Theme 74 (85%) and FPU23/02667 (Formación de Profesorado Universitario Program) from the Spanish Ministry of Science, Innovation and Universities. JV was funded by Instituto de Salud Carlos III, Madrid, Spain (PI19/00141, AC21_2/00039), ERAPerMed (JTC_2021), the European Regional Development Funds, Fundación Canaria Instituto de Investigación Sanitaria de Canarias, Spain (PIFIISC21-36), and Asociación Científica Pulmón y Ventilación Mecánica, Spain. JV and MP-Y also received funding from CIBER – Consorcio Centro de Investigación Biomédica en Red (CIBERES), Instituto de Salud Carlos III (ISCIII), and European Regional Development Fund (CB06/06/1088).

Declaration of Competing Interests

EM-G reports a fellowship from the Canarian Agency for Research, Innovation, and the Information Society of the Counseling of Universities, Science and Innovation and Culture. JP-G reports a fellowship from the MICIU. MM-A reports a fellowship from the Canarian Agency for Research, Innovation and the Information Society of the Counseling of Universities, Science and Innovation and Culture and from the MICIU. RG-P reports grants from Fundación Canaria Instituto de Investigación Sanitaria de Canarias (FIISC) (grant PIFIISC22/24) and from Sociedad Española de Alergología e Inmunología Clínica (SEAIC). JMH-P reported grant 1264-2022 from Sociedad Española de Neumología y Cirugía Torácica (SEPAR http://www.separ.es). JV and MP-Y report grants from the Instituto de Salud Carlos III, Madrid, Spain. MP-Y reports grants from the Spanish Ministry of Science, Innovation, and Universities (MICIU/AEI/10.13039/501100011033). MP-Y also received grant support from CSL Behring (A23100219) and lecture fees from AstraZeneca. The rest of the authors declare they have no competing interests or other interests that might be perceived to influence the interpretation of the article. No supporting institution may gain or lose financially through this publication.

Acknowledgments

We acknowledge the patients, families, recruiters, healthcare providers, and community clinics for their participation in the GEMAS, CAATDPUL, and MEGA studies. The authors thank the Centro Nacional de Genotipado-Plataforma de Recursos Biomoleculares-Instituto de Salud Carlos III (CeGen-PRB3-ISCIII; www.cegen.org) for providing genotyping services of the GEMAS study.

Data Availability

All data necessary to evaluate the conclusions of this manuscript are reported in the main text and/or the supplementary information. The summary statistics of the full genome-wide association study will be available at the Zenodo repository (DOI: 10.5281/zenodo.14857204).

Appendix B
Supplementary Data

The following are the supplementary data to this article:

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